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ROC Annual Filing Checklist: AOC-4 & MGT-7

TL;DR for CAs - AOC-4 covers financial statements; MGT-7/MGT-7A covers annual return. - AGM timing drives filing due dates. - Additional fees escalate quickly—calendar discipline…

Demo CA

17 Jun 2026·3 min read

Corporate LawROCMCA

TL;DR for CAs

  • AOC-4 covers financial statements; MGT-7/MGT-7A covers annual return.
  • AGM timing drives filing due dates.
  • Additional fees escalate quickly—calendar discipline is critical.

What it is

Every company must file annual financial statements and annual return with the Registrar of Companies.

Who it applies to

All companies registered under the Companies Act, with form variants for small/OPC.

Key provisions

  • AOC-4 / AOC-4 XBRL
  • MGT-7 / MGT-7A
  • ADT-1 for auditor appointment linkages

Practical tips for CAs

Maintain a statutory calendar per client. Pre-validate DSC and form attachments.

Common mistakes

Wrong financial year dates; missing Board/AGM attachments; late DIR-3 KYC blocking DSC.


For general guidance only. Verify with the latest Finance Act, GST notifications, and ICAI guidance notes before advising clients.

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